Pergamon Investment Bank (PIB) is your trusted investment partner providing personalized financial services and wealth management solutions based on clients’ individual needs and goals. Our goal is to empower our clients to maintain their curiosity and engagement in the investment process by equipping them with financial resources, expert insights, and ...

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Risk and Compliance Officer

Job TypeFull Time

QualificationBA/BSc/HND , Professional Certificate

Experience3 - 5 years

LocationNairobi

Job FieldFinance / Accounting / Audit

Duties and Responsibilities

General

• Prepare a checklist to ensure compliance with internal policies and procedures.
• Serve as a key point of coordination and support between the Company and external parties, including regulatory bodies, external auditors, the company secretary, and legal advisors.
• Verifying that all the Company’s regulatory policies and procedures have been documented, implemented and communicated.
• Perform consulting services for management through participation in projects designed to introduce new and/or changing processes, products.
• Any other duty as may be assigned by Supervisor or Management from time to time.

Qualifications & Experience

• Bachelor’s degree in Law, Finance, economics or related field
• CISI Level 1 and 2 (Required)
• Certified Public Accountant (Final Level) (preferred)
• Professional certification in Risk Management (e.g., FRM, PRM, CRISC) is an added advantage.
• At least 3-5 years’ experience in within a regulated financial institution.

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• Prepare a checklist to ensure compliance with internal policies and procedures.
• Serve as a key point of coordination and support between the Company and external parties, including regulatory bodies, external auditors, the company secretary, and legal advisors.
• Verifying that all the Company’s regulatory policies and procedures have been documented, implemented and communicated.
• Perform consulting services for management through participation in projects designed to introduce new and/or changing processes, products.
• Any other duty as may be assigned by Supervisor or Management from time to time.

• Bachelor’s degree in Law, Finance, economics or related field
• CISI Level 1 and 2 (Required)
• Certified Public Accountant (Final Level) (preferred)
• Professional certification in Risk Management (e.g., FRM, PRM, CRISC) is an added advantage.